Responsibilities:

• Work with the Head of Compliance to develop and implement regulatory change management framework to ensure proper dissemination of regulatory changes
• Develop and implement policies, procedures and controls to ensure licensing commitments and obligations are fulfilled
• Support the Head of Compliance in managing regulatory relationship, i.e. working with stakeholders on regulatory queries and requests, and provide advice on compliance and regulatory matters
• Help senior management to understand regulatory developments & provide regulatory advice
• ensure the necessary reporting and internal processes are triggered in the event of serious regulatory or compliance risk tolerances breaches
• Ensure timely preparation and submission of regulatory reports, relevant management information reports to board and senior management
• Support provision of Compliance’s input into New Product Services (NPS), ensuring relevant compliance risks are suitably considered.
• Any other duties as assigned

Requirements:

• Degree holder in law, banking or business, with at least 5 to 7 years’ experience in law, regulatory compliance and/ or financial regulations advisory.
• Familiar with regulations,  Private Banking Code of Conduct, Banking Act, relevant MAS Regulations applicable to a Wholesale Bank
• Prior experience in Private bank, or former regulators, financial regulations advisors or lawyers will be an advantage
• Strong communication skills, organizational and time management skills
• Team player, goal-oriented, critical and strategic thinking
• Meticulous, able to multi-task
• Able to face challenging situations and be assertive if required

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Eileen Sng | Registration No: R21100144