The CTA Officer will be responsible for managing compliance risks, performing risk-based compliance testing and thematic reviews to provide insights into the health of key controls addressing risks such as AML, investment suitability, cross border, etc.

Responsibilities

• Execute compliance control testing and thematic reviews on effectiveness of key controls across compliance risks (anti-money laundering, investment suitability, cross border and others)
• Identify issues and mitigate risk by working on control improvements with control owners
• Prepare draft reports on issues and remediation actions for discussion with Team Lead
• Assist to track & ensure timely execution of risk-based CTA Plan
• Assist in preparation of periodic management information reports
• Escalate significant compliance issues
• Participate in meetings and any other duties

Requirements

• Degree holder with 5 or more years’ experience in a compliance, risk and control and/ or audit, in private wealth environment
• Meticulous, responsible and adaptable
• Strong time management, organizational skills, communication & interpersonal skills

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Eileen Sng | Registration No: R21100144