Responsibilities

• Manage team primarily in account maintenance
• Responsible for Team KPIs, periodic reporting to management on issues, and any projects assigned to the team
• Ensure proper KYC procedures in place
• Review and approve of new client on-boarding and ensure proper KYC procedures are in place
• Work with internal stakeholders to review and amend procedure regarding compliance rules and regulations requirements
• Act as escalation point for issues pertaining to complex client profiles, and inform management of potential areas of concerns
• Serve as the key representative to attend the discussions and file reviews for periodic audit purposes
• In charges of recruitment, training and staff development to function effectively as a team

Requirements

• Degree holder in Banking/Finance/Business Management, with at least 5-7 years of work experience, preferably in team management, KYC, AML.
• Strong understanding with requirements under MAS Notice on AML/KYC/CDD, and FATCA/CRS requirements
• Securities firm background, with onboarding and review experience
• Performed approvals and supervision of team

• Knowledge in Futures products, Common Reporting Standards and QI is an advantage

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Eileen Sng | Registration No: R21100144