Responsibilities

• Ensuring compliance with external and internal Regulations and thus actively manage operational, regulatory and reputational risks.
• Review account opening documents submitted by front office and ensuring accounts updated in the system promptly
• Assess AML/KYC risk and approval for risk client relationships booked
• Work with overseas offices to provide input on account opening.
• Review and approve the on-boarding of new client relationships and accounts for individuals and the respective corporate entities and ensure compliance with the bank’s and regulatory policies and procedures.
• Review and assess the Source of Wealth narrative and corroboration submitted by the Front for new to bank prospects and / or existing clients
• Provide advice to internal staff, management and local risk committees on the AML/CFT risk of a client relationship.

Requirements:

• Possess Degree with direct experience in Private Banking Compliance 
• Familiarity with local MAS regulatory rulings
• Meticulous and eye to detail
• Team player and independent
• Good communications skills
• Capability to work under stress and face pace environment

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Sarah Kuan |   Registration No: R1105359